TL;DR: An overview of the extensive results on the Shannon capacity of single-user and multiuser multiple-input multiple-output (MIMO) channels is provided and it is shown that the capacity region of the MIMO multiple access and the largest known achievable rate region (called the dirty-paper region) for the M IMO broadcast channel are intimately related via a duality transformation.
Abstract: We provide an overview of the extensive results on the Shannon capacity of single-user and multiuser multiple-input multiple-output (MIMO) channels. Although enormous capacity gains have been predicted for such channels, these predictions are based on somewhat unrealistic assumptions about the underlying time-varying channel model and how well it can be tracked at the receiver, as well as at the transmitter. More realistic assumptions can dramatically impact the potential capacity gains of MIMO techniques. For time-varying MIMO channels there are multiple Shannon theoretic capacity definitions and, for each definition, different correlation models and channel information assumptions that we consider. We first provide a comprehensive summary of ergodic and capacity versus outage results for single-user MIMO channels. These results indicate that the capacity gain obtained from multiple antennas heavily depends on the available channel information at either the receiver or transmitter, the channel signal-to-noise ratio, and the correlation between the channel gains on each antenna element. We then focus attention on the capacity region of the multiple-access channels (MACs) and the largest known achievable rate region for the broadcast channel. In contrast to single-user MIMO channels, capacity results for these multiuser MIMO channels are quite difficult to obtain, even for constant channels. We summarize results for the MIMO broadcast and MAC for channels that are either constant or fading with perfect instantaneous knowledge of the antenna gains at both transmitter(s) and receiver(s). We show that the capacity region of the MIMO multiple access and the largest known achievable rate region (called the dirty-paper region) for the MIMO broadcast channel are intimately related via a duality transformation. This transformation facilitates finding the transmission strategies that achieve a point on the boundary of the MIMO MAC capacity region in terms of the transmission strategies of the MIMO broadcast dirty-paper region and vice-versa. Finally, we discuss capacity results for multicell MIMO channels with base station cooperation. The base stations then act as a spatially diverse antenna array and transmission strategies that exploit this structure exhibit significant capacity gains. This section also provides a brief discussion of system level issues associated with MIMO cellular. Open problems in this field abound and are discussed throughout the paper.
TL;DR: The Shannon capacity of a fading channel with channel side information at the transmitter and receiver, and at the receiver alone is obtained, analogous to water-pouring in frequency for time-invariant frequency-selective fading channels.
Abstract: We obtain the Shannon capacity of a fading channel with channel side information at the transmitter and receiver, and at the receiver alone. The optimal power adaptation in the former case is "water-pouring" in time, analogous to water-pouring in frequency for time-invariant frequency-selective fading channels. Inverting the channel results in a large capacity penalty in severe fading.
TL;DR: An analytical approach for symbol error ratio (SER) analysis of the SM algorithm in independent identically distributed Rayleigh channels results closely match and it is shown that SM achieves better performance in all studied channel conditions, as compared with other techniques.
Abstract: Spatial modulation (SM) is a recently developed transmission technique that uses multiple antennas. The basic idea is to map a block of information bits to two information carrying units: 1) a symbol that was chosen from a constellation diagram and 2) a unique transmit antenna number that was chosen from a set of transmit antennas. The use of the transmit antenna number as an information-bearing unit increases the overall spectral efficiency by the base-two logarithm of the number of transmit antennas. At the receiver, a maximum receive ratio combining algorithm is used to retrieve the transmitted block of information bits. Here, we apply SM to orthogonal frequency division multiplexing (OFDM) transmission. We develop an analytical approach for symbol error ratio (SER) analysis of the SM algorithm in independent identically distributed (i.i.d.) Rayleigh channels. The analytical and simulation results closely match. The performance and the receiver complexity of the SM-OFDM technique are compared to those of the vertical Bell Labs layered space-time (V-BLAST-OFDM) and Alamouti-OFDM algorithms. V-BLAST uses minimum mean square error (MMSE) detection with ordered successive interference cancellation. The combined effect of spatial correlation, mutual antenna coupling, and Rician fading on both coded and uncoded systems are presented. It is shown that, for the same spectral efficiency, SM results in a reduction of around 90% in receiver complexity as compared to V-BLAST and nearly the same receiver complexity as Alamouti. In addition, we show that SM achieves better performance in all studied channel conditions, as compared with other techniques. It is also shown to efficiently work for any configuration of transmit and receive antennas, even for the case of fewer receive antennas than transmit antennas.
TL;DR: The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel, and a masked beamforming scheme that radiates power isotropically in all directions attains near-optimal performance in the high SNR regime.
Abstract: The capacity of the Gaussian wiretap channel model is analyzed when there are multiple antennas at the sender, intended receiver and eavesdropper. The associated channel matrices are fixed and known to all the terminals. A computable characterization of the secrecy capacity is established as the saddle point solution to a minimax problem. The converse is based on a Sato-type argument used in other broadcast settings, and the coding theorem is based on Gaussian wiretap codebooks. At high signal-to-noise ratio (SNR), the secrecy capacity is shown to be attained by simultaneously diagonalizing the channel matrices via the generalized singular value decomposition, and independently coding across the resulting parallel channels. The associated capacity is expressed in terms of the corresponding generalized singular values. It is shown that a semi-blind "masked" multi-input multi-output (MIMO) transmission strategy that sends information along directions in which there is gain to the intended receiver, and synthetic noise along directions in which there is not, can be arbitrarily far from capacity in this regime. Necessary and sufficient conditions for the secrecy capacity to be zero are provided, which simplify in the limit of many antennas when the entries of the channel matrices are independent and identically distributed. The resulting scaling laws establish that to prevent secure communication, the eavesdropper needs three times as many antennas as the sender and intended receiver have jointly, and that the optimum division of antennas between sender and intended receiver is in the ratio of 2:1.
TL;DR: Analysis of a mobile wireless link comprising M transmitter and N receiver antennas operating in a Rayleigh flat-fading environment concludes that, for a fixed number of antennas, the capacity approaches the capacity obtained as if the receiver knew the propagation coefficients.
Abstract: We analyze a mobile wireless link comprising M transmitter and N receiver antennas operating in a Rayleigh flat-fading environment. The propagation coefficients between pairs of transmitter and receiver antennas are statistically independent and unknown; they remain constant for a coherence interval of T symbol periods, after which they change to new independent values which they maintain for another T symbol periods, and so on. Computing the link capacity, associated with channel coding over multiple fading intervals, requires an optimization over the joint density of T/spl middot/M complex transmitted signals. We prove that there is no point in making the number of transmitter antennas greater than the length of the coherence interval: the capacity for M>T is equal to the capacity for M=T. Capacity is achieved when the T/spl times/M transmitted signal matrix is equal to the product of two statistically independent matrices: a T/spl times/T isotropically distributed unitary matrix times a certain T/spl times/M random matrix that is diagonal, real, and nonnegative. This result enables us to determine capacity for many interesting cases. We conclude that, for a fixed number of antennas, as the length of the coherence interval increases, the capacity approaches the capacity obtained as if the receiver knew the propagation coefficients.