Encephalization quotient

Abstract: Studies of the relationship between brain size and body size in terrestrial verteberates have a long history1–4. Demonstrations of regular relationships between brain and body size across species within selected vertebrate groups serve two purposes: (1) in comparison of species of different body size, empirically recognized ‘scaling effects’ can be taken into account; (2) empirical relationships may suggest useful working hypotheses regarding functional constraints (although they cannot directly reveal casual connections). It is widely accepted5,6 that brain size is scaled to keep pace with changes in body surface area (rather than volume), and this provides the basis for many interpretations of relative brain size. Re-examination of brain–body size relationships for large samples of species from three major vertebrate groups (mammals, birds, reptiles) now shows that there is no empirical foundation for the concept of scaling to body surface area. Instead, it seems that brain size may be linked to maternal metabolic turnover. This has implications not only for assessment of relative brain size in particular species, but also for pursuing links between brain size and ‘life strategies’.

Abstract: Several comparative research programs have focused on the cognitive, life history and ecological traits that account for variation in brain size. We review one of these programs, a program that uses the reported frequency of behavioral innovation as an operational measure of cognition. In both birds and primates, innovation rate is positively correlated with the relative size of association areas in the brain, the hyperstriatum ventrale and neostriatum in birds and the isocortex and striatum in primates. Innovation rate is also positively correlated with the taxonomic distribution of tool use, as well as interspecific differences in learning. Some features of cognition have thus evolved in a remarkably similar way in primates and at least six phyletically-independent avian lineages. In birds, innovation rate is associated with the ability of species to deal with seasonal changes in the environment and to establish themselves in new regions, and it also appears to be related to the rate at which lineages diversify. Innovation rate provides a useful tool to quantify inter-taxon differences in cognition and to test classic hypotheses regarding the evolution of the brain.

Abstract: For over a century, various neuroanatomical measures have been employed as assays of cognitive ability in comparative studies. Nevertheless, it is still unclear whether these measures actually correspond to cognitive ability. A recent meta-analysis of cognitive performance of a broad set of primate species has made it possible to provide a quantitative estimate of general cognitive ability across primates. We find that this estimate is not strongly correlated with neuroanatomical measures that statistically control for a possible effect of body size, such as encephalization quotient or brain size residuals. Instead, absolute brain size measures were the best predictors of primate cognitive ability. Moreover, there was no indication that neocortex-based measures were superior to measures based on the whole brain. The results of previous comparative studies on the evolution of intelligence must be reviewed with this conclusion in mind.

Abstract: Important changes in the brain have occurred during the course of human evolution. Both absolute and relative size increases can be documented for species of Homo, culminating in the appearance of modern humans. One species that is particularly well-represented by fossil crania is Homo erectus. The mean capacity for 30 individuals is 973 cm3. Within this group there is substantial variation, but brain size increases slightly in specimens from later time periods. Other Middle Pleistocene crania differ from those of Homo erectus. Characters of the facial skeleton, vault, and cranial base suggest that fossils from sites such as Arago Cave in France, the Sima de los Huesos in Spain, Bodo in Ethiopia, Broken Hill in Zambia, and perhaps Dali in China belong to the taxon Homo heidelbergensis. Ten of these mid-Quaternary hominins have brains averaging 1,206 cm3 in volume, and many fall beyond the limits of size predicted for Homo erectus of equivalent age. When orbit height is used to construct an index of relative brain size, it is apparent that the (significant) increase in volume documented for the Middle Pleistocene individuals is not simply a consequence of larger body mass. Encephalization quotient values confirm this finding. These changes in absolute and relative brain size can be taken as further corroborative evidence for a speciation event, in which Homo erectus produced a daughter lineage. It is probable that Homo heidelbergensis originated in Africa or western Eurasia and then ranged widely across the Old World. Archaeological traces indicate that these populations differed in their technology and behavior from earlier hominins. Am J Phys Anthropol, 2003. © 2003 Wiley-Liss, Inc.