This paper presents a review of the experimental achievements related to the development of high-power gyrotron oscillators for long-pulse or CW operation and pulsed gyrotrons for many applications. In addition, this work gives a short overview on the present development status of frequency step-tunable and multi-frequency gyrotrons, coaxial-cavity multi-megawatt gyrotrons, gyrotrons for technological and spectroscopy applications, relativistic gyrotrons, large orbit gyrotrons (LOGs), quasi-optical gyrotrons, fast- and slow-wave cyclotron autoresonance masers (CARMs), gyroklystrons, gyro-TWT amplifiers, gyrotwystron amplifiers, gyro-BWOs, gyro-harmonic converters, gyro-peniotrons, magnicons, free electron masers (FEMs), and dielectric vacuum windows for such high-power mm-wave sources. Gyrotron oscillators (gyromonotrons) are mainly used as high-power millimeter wave sources for electron cyclotron resonance heating (ECRH), electron cyclotron current drive (ECCD), stability control, and diagnostics of magnetically confined plasmas for clean generation of energy by controlled thermonuclear fusion. The maximum pulse length of commercially available 140 GHz, megawatt-class gyrotrons employing synthetic diamond output windows is 30 min (CPI and European KIT-SPC-THALES collaboration). The world record parameters of the European tube are as follows: 0.92 MW output power at 30-min pulse duration, 97.5% Gaussian mode purity, and 44% efficiency, employing a single-stage depressed collector (SDC) for energy recovery. A maximum output power of 1.5 MW in 4.0-s pulses at 45% efficiency was generated with the QST-TOSHIBA (now CANON) 110-GHz gyrotron. The Japan 170-GHz ITER gyrotron achieved 1 MW, 800 s at 55% efficiency and holds the energy world record of 2.88 GJ (0.8 MW, 60 min) and the efficiency record of 57% for tubes with an output power of more than 0.5 MW. The Russian 170-GHz ITER gyrotron obtained 0.99 (1.2) MW with a pulse duration of 1000 (100) s and 53% efficiency. The prototype tube of the European 2-MW, 170-GHz coaxial-cavity gyrotron achieved in short pulses the record power of 2.2 MW at 48% efficiency and 96% Gaussian mode purity. Gyrotrons with pulsed magnet for various short-pulse applications deliver Pout = 210 kW with τ = 20 μs at frequencies up to 670 GHz (η ≅ 20%), Pout = 5.3 kW at 1 THz (η = 6.1%), and Pout = 0.5 kW at 1.3 THz (η = 0.6%). Gyrotron oscillators have also been successfully used in materials processing. Such technological applications require tubes with the following parameters: f > 24 GHz, Pout = 4–50 kW, CW, η > 30%. The CW powers produced by gyroklystrons and FEMs are 10 kW (94 GHz) and 36 W (15 GHz), respectively. The IR FEL at the Thomas Jefferson National Accelerator Facility in the USA obtained a record average power of 14.2 kW at a wavelength of 1.6 μm. The THz FEL (NOVEL) at the Budker Institute of Nuclear Physics in Russia achieved a maximum average power of 0.5 kW at wavelengths 50–240 μm (6.00–1.25 THz).

/pdf/state-of-the-art-of-high-power-gyro-devices-and-free-5avfirj4z9.pdf

State-of-the-Art of High-Power Gyro-Devices and Free Electron Masers

Gyrotrons form a specific group of devices in the class of fast-wave vacuum electronic sources of coherent electromagnetic wave radiation known as electron cyclotron masers (ECMs) or cyclotron resonance masers (CRMs). The operation of CRMs is based on the cyclotron maser instability which originates from the relativistic dependence of the electron cyclotron frequency on the electron energy. This relativistic effect can be pronounced even at low voltages when the electron kinetic energy is small in comparison with the rest energy. The free energy for generation of electromagnetic (EM) waves is the energy of electron gyration in an external magnetic field. As in any fast-wave device, the EM field in a gyrotron interaction space is not localized near a circuit wall (like in slow-wave devices), but can occupy large volumes. Due to possibilities of using various methods of mode selection (electrodynamical and electronic ones), gyrotrons can operate in very high order modes. Since the use of large, oversized cavities and waveguides reduces the role of ohmic wall losses and breakdown limitations, gyrotrons are capable of producing very high power radiation at millimeter and submillimeter wavelengths. The present review is restricted primarily by the description of the development and the present state-of-the-art of gyrotrons for controlled thermonuclear fusion plasma applications. The first gyrotron was invented, designed and tested in Gorky, USSR (now Nizhny Novgorod, Russia), in 1964.

The Gyrotron at 50: Historical Overview

This paper presents an application of a self-consistent field theory for gyrotron oscillators to a low Q TE01 mode gyromonotron. In this model, the RF field profile function satisfies a wave equation in which the AC beam current appears as a source. The wave equation is solved simultaneously with the electron equations of motion. The results of calculations are compared with experimental data for the efficiency, starting current, and operating frequency. To facilitate a detailed comparison between theory and experiment, data have been taken over a wide range of beam currents and axial magnetic fields. The gyromonotron studied in this work has a tapered cavity structure to enhance efficiency, and a low Q factor to enhance output power. A strong self-consistent field effect is observed in the behaviour of the starting current.

A self-consistent field theory for gyrotron oscillators: application to a low Q gyromonotron

This paper presents a review of the experimental achievements related to the development of high-power gyrotron oscillators for long-pulse or CW operation and pulsed gyrotrons for many applications. In addition, this work gives a short overview on the present development status of frequency step-tunable and multi-frequency gyrotrons, coaxial-cavity multi-megawatt gyrotrons, gyrotrons for technological and spectroscopy applications, relativistic gyrotrons, large orbit gyrotrons (LOGs), quasi-optical gyrotrons, fast- and slow-wave cyclotron autoresonance masers (CARMs), gyroklystrons, gyro-TWT amplifiers, gyrotwystron amplifiers, gyro-BWOs, gyro-harmonic converters, gyro-peniotrons, magnicons, free electron masers (FEMs), and dielectric vacuum windows for such high-power mm-wave sources. Gyrotron oscillators (gyromonotrons) are mainly used as high-power millimeter wave sources for electron cyclotron resonance heating (ECRH), electron cyclotron current drive (ECCD), stability control, and diagnostics of magnetically confined plasmas for clean generation of energy by controlled thermonuclear fusion. The maximum pulse length of commercially available 140 GHz, megawatt-class gyrotrons employing synthetic diamond output windows is 30 min (CPI and European KIT-SPC-THALES collaboration). The world record parameters of the European tube are as follows: 0.92 MW output power at 30-min pulse duration, 97.5% Gaussian mode purity, and 44% efficiency, employing a single-stage depressed collector (SDC) for energy recovery. A maximum output power of 1.5 MW in 4.0-s pulses at 45% efficiency was generated with the QST-TOSHIBA (now CANON) 110-GHz gyrotron. The Japan 170-GHz ITER gyrotron achieved 1 MW, 800 s at 55% efficiency and holds the energy world record of 2.88 GJ (0.8 MW, 60 min) and the efficiency record of 57% for tubes with an output power of more than 0.5 MW. The Russian 170-GHz ITER gyrotron obtained 0.99 (1.2) MW with a pulse duration of 1000 (100) s and 53% efficiency. The prototype tube of the European 2-MW, 170-GHz coaxial-cavity gyrotron achieved in short pulses the record power of 2.2 MW at 48% efficiency and 96% Gaussian mode purity. Gyrotrons with pulsed magnet for various short-pulse applications deliver P out  = 210 kW with τ  = 20 μs at frequencies up to 670 GHz ( η  ≅ 20%), P out  = 5.3 kW at 1 THz ( η  = 6.1%), and P out  = 0.5 kW at 1.3 THz ( η  = 0.6%). Gyrotron oscillators have also been successfully used in materials processing. Such technological applications require tubes with the following parameters: f   >  24 GHz, P out  = 4–50 kW, CW, η   >  30%. The CW powers produced by gyroklystrons and FEMs are 10 kW (94 GHz) and 36 W (15 GHz), respectively. The IR FEL at the Thomas Jefferson National Accelerator Facility in the USA obtained a record average power of 14.2 kW at a wavelength of 1.6 μm. The THz FEL (NOVEL) at the Budker Institute of Nuclear Physics in Russia achieved a maximum average power of 0.5 kW at wavelengths 50–240 μm (6.00–1.25 THz).

/pdf/state-of-the-art-of-high-power-gyro-devices-and-free-3dd9d7und5.pdf

State-of-the-art of high power gyro-devices and free electron masers update 1995

This paper presents a comprehensive theory of the cyclotron resonance maser (CRM) interaction in a circular waveguide. The kinetic theory is used to derive the dispersion relationships for both TE and TM modes. The TE mode case has been investigated by several authors, but there has been comparatively little work on the TM mode case. However, the TM mode interaction competes effectively with the TE mode interaction at relativistic electron energies. The conditions for maximum temporal and spatial growth rates are shown. The TM mode growth rates are found to vanish when the RF wave group velocity equals the beam axial velocity (‘grazing incidence’). The single particle theory is used to derive a compact set of self-consistent non-linear equations for the TE and TM mode interactions. These equations are particularly appropriate for the cyclotron auto-resonance maser (CARM) regime but applicability extends to other regimes as well. The conditions for optimum efficiency are investigated for oscillator and amp...

Linear and nonlinear theory of the Doppler-shifted cyclotron resonance maser based on TE and TM waveguide modes

The results of a numerical simulation and experimental study of magnetron-injection guns forming intense helical electron beams for powerful gyrotrons are compared. Beams of three types—laminar beams, beams with regularly intersecting trajectories and beams with irregularly intersecting (mixed) trajectories are studied. The numerical simulation is performed taking into account the influence of the space charge field. The experimental beam characteristics are measured by the retarding field method. The experimental data agree satisfactorily with the results of the theory if the temperature deformation of the electrode systems is taken into account. It is shown that the best velocity distribution characteristics are realized for guns forming laminar beams and boundary beams (intermediate topology between beams with regularly intersecting trajectories and laminar beams).

Numerical simulation and experimental study of magnetron-injection guns for powerful short-wave gyrotrons

In experiments aimed at the development of gyrotrons for electron-cyclotron (EC) plasma heating, output power of 2 MW at a wavelength of 3 mm was attained. The possibility of increase in frequency of millimetre-wave gyrotron operation by transition to higher EC harmonics at a fixed magnetic field by the use of high-selectivity two-resonator cavities is discussed. Outputs of over 100 kW were generated at the second and third harmonics of EC frequency. The results of calculation of pulsed magnetic systems, capable of providing the operation of near millimetre-wave long-pulsed gyrotrons, are given. The principles of increase in efficiency of gyrotrons by means of a depressed two-stage collector of electrons are discussed.

The problems of increase in power, efficiency and frequency of gyrotrons for plasma investigations

Helical electron beams (HEB) with disturbed axial symmetry of currents density and HEB with locking electrons in magnetic trap are described. The theory of magnetron injection gun (MIG) in space-charge limited current is developed. Systems on permanent magnets forming HEB are considered.

Theory of helical electron beams in gyrotrons

The velocity spread and the average oscillatory energy of intense helical beams of gyrotrons are studied experimentally in the presence of electrons reflected by the magnetic mirror and locked into the adiabatic trap. The resutls of the experiments show that the trapped electrons significantly affect the beam parameters, especially in systems forming quasi-laminar beams. Modifications of magnetron-injection guns (MIG), in which some relaxation of the reflected electron effect is achieved, are considered.

Experimental study of intense helical electron beams with trapped electrons

Potential depression (PD) and limiting current (LC) of helical electron beams (HEB) are investigated. Nonneutral electron beams and two velocity distributions: uniform and Rayleigh distribution are taken into account. For Rayleigh distribution electron reflection from magnetic mirror is taken into account. It is shown that velocity spread may lead to substantial reduction of LC for real values of the mean pitch-factors of helical trajectories. PD and LC are an unmonotonous functions of the velocity spread for Rayleigh distribution. A connection of PD with the change of gyrofrequency and with the beam broadening in gyrotron operating space is retraced.

Limiting current of helical electron beams in gyrotrons

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