In recent years, free space optical (FSO) communication has gained significant importance owing to its unique features: large bandwidth, license free spectrum, high data rate, easy and quick deployability, less power, and low mass requirements. FSO communication uses optical carrier in the near infrared band to establish either terrestrial links within the Earth’s atmosphere or inter-satellite/deep space links or ground-to-satellite/satellite-to-ground links. It also finds its applications in remote sensing, radio astronomy, military, disaster recovery, last mile access, backhaul for wireless cellular networks, and many more. However, despite of great potential of FSO communication, its performance is limited by the adverse effects (viz., absorption, scattering, and turbulence) of the atmospheric channel. Out of these three effects, the atmospheric turbulence is a major challenge that may lead to serious degradation in the bit error rate performance of the system and make the communication link infeasible. This paper presents a comprehensive survey on various challenges faced by FSO communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. It also provides details of various performance mitigation techniques in order to have high link availability and reliability. The first part of this paper will focus on various types of impairments that pose a serious challenge to the performance of optical communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. The latter part of this paper will provide the reader with an exhaustive review of various techniques both at physical layer as well as at the other layers (link, network, or transport layer) to combat the adverse effects of the atmosphere. It also uniquely presents a recently developed technique using orbital angular momentum for utilizing the high capacity advantage of optical carrier in case of space-based and near-Earth optical communication links. This survey provides the reader with comprehensive details on the use of space-based optical backhaul links in order to provide high capacity and low cost backhaul solutions.

/pdf/optical-communication-in-space-challenges-and-mitigation-41d8by09lh.pdf

Optical Communication in Space: Challenges and Mitigation Techniques

The drive for higher performance in optical fiber systems has renewed interest in coherent detection. We review detection methods, including noncoherent, differentially coherent, and coherent detection, as well as a hybrid method. We compare modulation methods encoding information in various degrees of freedom (DOF). Polarization-multiplexed quadrature-amplitude modulation maximizes spectral efficiency and power efficiency, by utilizing all four available DOF, the two field quadratures in the two polarizations. Dual-polarization homodyne or heterodyne downconversion are linear processes that can fully recover the received signal field in these four DOF. When downconverted signals are sampled at the Nyquist rate, compensation of transmission impairments can be performed using digital signal processing (DSP). Linear impairments, including chromatic dispersion and polarization-mode dispersion, can be compensated quasi-exactly using finite impulse response filters. Some nonlinear impairments, such as intra-channel four-wave mixing and nonlinear phase noise, can be compensated partially. Carrier phase recovery can be performed using feedforward methods, even when phase-locked loops may fail due to delay constraints. DSP-based compensation enables a receiver to adapt to time-varying impairments, and facilitates use of advanced forward-error-correction codes. We discuss both single- and multi-carrier system implementations. For a given modulation format, using coherent detection, they offer fundamentally the same spectral efficiency and power efficiency, but may differ in practice, because of different impairments and implementation details. With anticipated advances in analog-to-digital converters and integrated circuit technology, DSP-based coherent receivers at bit rates up to 100 Gbit/s should become practical within the next few years.

/pdf/coherent-detection-in-optical-fiber-systems-26jfovi6pk.pdf

Coherent detection in optical fiber systems

Fiber-optic communication systems form the high-capacity transport infrastructure that enables global broadband data services and advanced Internet applications. The desire for higher per-fiber transport capacities and, at the same time, the drive for lower costs per end-to-end transmitted information bit has led to optically routed networks with high spectral efficiencies. Among other enabling technologies, advanced optical modulation formats have become key to the design of modern wavelength division multiplexed (WDM) fiber systems. In this paper, we review optical modulation formats in the broader context of optically routed WDM networks. We discuss the generation and detection of multigigabit/s intensity- and phase-modulated formats, and highlight their resilience to key impairments found in optical networking, such as optical amplifier noise, multipath interference, chromatic dispersion, polarization-mode dispersion, WDM crosstalk, concatenated optical filtering, and fiber nonlinearity

Advanced Optical Modulation Formats

Free space optical (FSO) communications is a cost-effective and high bandwidth access technique, which has been receiving growing attention with recent commercialization successes. A major impairment in FSO links is the turbulence- induced fading which severely degrades the link performance. To mitigate turbulence-induced fading and, therefore, to improve the error rate performance, spatial diversity can be used over FSO links which involves the deployment of multiple laser transmitters/receivers. In this paper, we investigate the bit error rate (BER) performance of FSO links with spatial diversity over log- normal atmospheric turbulence fading channels, assuming both independent and correlated channels among transmitter/receiver apertures. Our analytical derivations build upon an approximation to the sum of correlated log-normal random variables. The derived BER expressions quantify the effect of spatial diversity and possible spatial correlations in a log-normal channel.

/pdf/ber-performance-of-free-space-optical-transmission-with-249sp2pvzf.pdf

BER Performance of Free-Space Optical Transmission with Spatial Diversity

In recent years, free space optical communication has gained significant importance owing to its unique features: large bandwidth, license-free spectrum, high data rate, easy and quick deployability, less power and low mass requirements. FSO communication uses the optical carrier in the near infrared band to establish either terrestrial links within the Earth's atmosphere or inter-satellite or deep space links or ground-to-satellite or satellite-to-ground links. However, despite the great potential of FSO communication, its performance is limited by the adverse effects viz., absorption, scattering, and turbulence of the atmospheric channel. This paper presents a comprehensive survey on various challenges faced by FSO communication system for ground-to-satellite or satellite-to-ground and inter-satellite links. It also provides details of various performance mitigation techniques in order to have high link availability and reliability. The first part of the paper will focus on various types of impairments that pose a serious challenge to the performance of optical communication system for ground-to-satellite or satellite-to-ground and inter-satellite links. The latter part of the paper will provide the reader with an exhaustive review of various techniques both at physical layer as well as at the other layers i.e., link, network or transport layer to combat the adverse effects of the atmosphere. It also uniquely presents a recently developed technique using orbital angular momentum for utilizing the high capacity advantage of the optical carrier in case of space-based and near-Earth optical communication links. This survey provides the reader with comprehensive details on the use of space-based optical backhaul links in order to provide high-capacity and low-cost backhaul solutions.

/pdf/optical-communication-in-space-challenges-and-mitigation-4wng3q8rfl.pdf

We study the impact of chromatic dispersion (CD) and first-order polarization-mode dispersion (PMD) on systems using binary differential phase-shift keying (2-DPSK) or quaternary DPSK (4-DPSK) with nonreturn-to-zero (NRZ) or return-to-zero (RZ) formats. These signals are received using optical preamplification, interferometric demodulation, and direct detection. We consider the linear propagation regime and compute optical power penalties at fixed bit-error ratio (BER). In order to evaluate the BER precisely taking account amplifier noise, arbitrary pulse shapes, arbitrary optical and electrical filtering, CD, and PMD, we introduce a novel model for DPSK systems and compute the BER using a method recently proposed by Forestieri for on-off keying (OOK) systems. We show that when properly applied, the method yields highly accurate results for DPSK systems. We have found that when either the NRZ or RZ format is used, 2-DPSK exhibits lower power penalties than OOK in the presence of CD and first-order PMD. RZ-2-DPSK, as compared with NRZ-2-DPSK, incurs smaller penalties due to PMD, but offers no advantage in terms of CD. 4-DPSK, as it has twice the symbol duration of OOK or 2-DPSK for a given bit rate, incurs much lower CD and PMD power penalties than either of these techniques. RZ-4-DPSK is especially promising, as it offers CD and PMD penalties significantly smaller than all other techniques, including NRZ-4-DPSK.

Impact of chromatic and polarization-mode dispersions on DPSK systems using interferometric demodulation and direct detection

Atmospheric turbulence-induced intensity fluctuations can significantly impair the performance of free-space optical links. Temporal-domain detection techniques can be applied to mitigate these intensity fluctuations. If the receiver has knowledge of the joint temporal statistics of intensity fluctuations, maximum-likelihood sequence detection (MLSD) or pilot-symbol assisted detection (PSAD) can be employed. We experimentally demonstrate the effectiveness of these techniques in a 500-m terrestrial link using ON-OFF keying, where MLSD and PSAD yield signal-to-noise ratio gains of 2.4 and 1.9 dB, respectively.

/pdf/mitigation-of-turbulence-induced-scintillation-noise-in-free-1im1amuce3.pdf

Mitigation of turbulence-induced scintillation noise in free-space optical links using temporal-domain detection techniques

We study the performance of feed-forward equalizers (FFEs) and decision-feedback equalizers (DFEs) in compensating chromatic dispersion and first-order polarization-mode dispersion (PMD) in optically amplified nonreturn-to-zero on-off keying (NRZ-OOK) and NRZ differential phase-shift-keying (DPSK) systems at 10 Gb/s. We use Monte Carlo simulation of the least-mean-square algorithm to estimate equalizer tap weights. Once stationary tap weights are obtained, we compute the bit-error ratio using an analytical method whose accuracy has been verified by simulation. We find that FFE and DFE offer the greatest improvement when combating first-order PMD with NRZ-OOK, reducing power penalties by about 45%. With NRZ-DPSK, the equalizers offer quite limited improvement.

/pdf/performance-of-electrical-equalizers-in-optically-amplified-2wrzacogmx.pdf

Performance of electrical equalizers in optically amplified OOK and DPSK systems

We consider short-range (1–3-km) free-space optical communication between moving parties when covertness is the overriding system performance requirement. To maximize covertness, it is critical to minimize the time required for the acquisition phase, during which the party initiating contact must conduct a broad-field scan and so risks revealing his position. Assuming an elliptical Gaussian beam profile, we show how to optimize the beam divergence angles, scan speed, and design of the raster scan pattern so as to minimize acquisition time. In this optimization, several constraints are considered, including: signal-to-noise ratio, required for accurate bearing detection and reliable decoding; limited receiver bandwidth; limited scanner speed; and beam divergence as limited by the scanner mirror dimensions. The effects of atmospheric turbulence are also discussed.

/pdf/minimization-of-acquisition-time-in-short-range-free-space-9m536kdpav.pdf

Minimization of acquisition time in short-range free-space optical communication

We consider the acquisition process in short-range (1~10 km) free-space optical communication between moving parties when covertness is the overriding system performance requirement. In order to maximize covertness, it is critical to minimize the time required for the acquisition phase, during which the party initiating contact must conduct a broad-field scan, and risks revealing his position. Assuming an elliptical Gaussian beam profile, we show how to optimize the beam divergence angles, scan speed and design of the raster scan pattern so as to minimize acquisition time. In this optimization, several constraints are considered, including: SNR required for accurate bearing detection and reliable decoding, limited receiver bandwidth, limited scanner speed, and beam divergence as limited by the scanner mirror dimensions. Design examples are given to illustrate the design procedure and by these examples, we show that the optimum beam profile is often elliptical with high eccentricity, though the search field is circularly symmetric.

Acquisition in short-range free-space optical communication

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