Alhussein Abouzeid Rensselaer Polytechnic Institute Raviraj Adve University of Toronto Dharma Agrawal University of Cincinnati Walid Ahmed Tyco M/A-COM Sonia Aissa University of Quebec, INRSEMT Huseyin Arslan University of South Florida Nallanathan Arumugam National University of Singapore Saewoong Bahk Seoul National University Claus Bauer Dolby Laboratories Brahim Bensaou Hong Kong University of Science and Technology Rick Blum Lehigh University Michael Buehrer Virginia Tech Antonio Capone Politecnico di Milano Javier Gómez Castellanos National University of Mexico Claude Castelluccia INRIA Henry Chan The Hong Kong Polytechnic University Ajit Chaturvedi Indian Institute of Technology Kanpur Jyh-Cheng Chen National Tsing Hua University Yong Huat Chew Institute for Infocomm Research Tricia Chigan Michigan Tech Dong-Ho Cho Korea Advanced Institute of Science and Tech. Jinho Choi University of New South Wales Carlos Cordeiro Philips Research USA Laurie Cuthbert Queen Mary University of London Arek Dadej University of South Australia Sajal Das University of Texas at Arlington Franco Davoli DIST University of Genoa Xiaodai Dong, University of Alberta Hassan El-sallabi Helsinki University of Technology Ozgur Ercetin Sabanci University Elza Erkip Polytechnic University Romano Fantacci University of Florence Frank Fitzek Aalborg University Mario Freire University of Beira Interior Vincent Gaudet University of Alberta Jairo Gutierrez University of Auckland Michael Hadjitheodosiou University of Maryland Zhu Han University of Maryland College Park Christian Hartmann Technische Universitat Munchen Hossam Hassanein Queen's University Soong Boon Hee Nanyang Technological University Paul Ho Simon Fraser University Antonio Iera University "Mediterranea" of Reggio Calabria Markku Juntti University of Oulu Stefan Kaiser DoCoMo Euro-Labs Nei Kato Tohoku University Dongkyun Kim Kyungpook National University Ryuji Kohno Yokohama National University Bhaskar Krishnamachari University of Southern California Giridhar Krishnamurthy Indian Institute of Technology Madras Lutz Lampe University of British Columbia Bjorn Landfeldt The University of Sydney Peter Langendoerfer IHP Microelectronics Technologies Eddie Law Ryerson University in Toronto

Wireless communications

This paper is motivated by the need for fundamental understanding of ultimate limits of bandwidth efficient delivery of higher bit-rates in digital wireless communications and to also begin to look into how these limits might be approached. We examine exploitation of multi-element array (MEA) technology, that is processing the spatial dimension (not just the time dimension) to improve wireless capacities in certain applications. Specifically, we present some basic information theory results that promise great advantages of using MEAs in wireless LANs and building to building wireless communication links. We explore the important case when the channel characteristic is not available at the transmitter but the receiver knows (tracks) the characteristic which is subject to Rayleigh fading. Fixing the overall transmitted power, we express the capacity offered by MEA technology and we see how the capacity scales with increasing SNR for a large but practical number, n, of antenna elements at both transmitter and receiver.

We investigate the case of independent Rayleigh faded paths between antenna elements and find that with high probability extraordinary capacity is available. Compared to the baseline n = 1 case, which by Shannon‘s classical formula scales as one more bit/cycle for every 3 dB of signal-to-noise ratio (SNR) increase, remarkably with MEAs, the scaling is almost like n more bits/cycle for each 3 dB increase in SNR. To illustrate how great this capacity is, even for small n, take the cases n = 2, 4 and 16 at an average received SNR of 21 dB. For over 99% of the channels the capacity is about 7, 19 and 88 bits/cycle respectively, while if n = 1 there is only about 1.2 bit/cycle at the 99% level. For say a symbol rate equal to the channel bandwith, since it is the bits/symbol/dimension that is relevant for signal constellations, these higher capacities are not unreasonable. The 19 bits/cycle for n = 4 amounts to 4.75 bits/symbol/dimension while 88 bits/cycle for n = 16 amounts to 5.5 bits/symbol/dimension. Standard approaches such as selection and optimum combining are seen to be deficient when compared to what will ultimately be possible. New codecs need to be invented to realize a hefty portion of the great capacity promised.

/pdf/on-limits-of-wireless-communications-in-a-fading-environment-2nxyevgur3.pdf

On Limits of Wireless Communications in a Fading Environment when UsingMultiple Antennas

A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval. Time-division duplex operation combined with reverse-link pilots enables the base station to estimate the reciprocal forward- and reverse-link channels. The conjugate-transpose of the channel estimates are used as a linear precoder and combiner respectively on the forward and reverse links. Propagation, unknown to both terminals and base station, comprises fast fading, log-normal shadow fading, and geometric attenuation. In the limit of an infinite number of antennas a complete multi-cellular analysis, which accounts for inter-cellular interference and the overhead and errors associated with channel-state information, yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve. In particular the effects of uncorrelated noise and fast fading vanish, throughput and the number of terminals are independent of the size of the cells, spectral efficiency is independent of bandwidth, and the required transmitted energy per bit vanishes. The only remaining impairment is inter-cellular interference caused by re-use of the pilot sequences in other cells (pilot contamination) which does not vanish with unlimited number of antennas.

Noncooperative Cellular Wireless with Unlimited Numbers of Base Station Antennas

An approach to the general problem of signal parameter estimation is described. The algorithm differs from its predecessor in that a total least-squares rather than a standard least-squares criterion is used. Although discussed in the context of direction-of-arrival estimation, ESPRIT can be applied to a wide variety of problems including accurate detection and estimation of sinusoids in noise. It exploits an underlying rotational invariance among signal subspaces induced by an array of sensors with a translational invariance structure. The technique, when applicable, manifests significant performance and computational advantages over previous algorithms such as MEM, Capon's MLM, and MUSIC. >

ESPRIT-estimation of signal parameters via rotational invariance techniques

Information Theory and Reliable Communication

The invention described herein relates generally to the field of signal processing for signal reception and parameter estimation. The invention has many applications such as frequency estimation and filtering, and array data processing, etc. For convenience, only applications of this invention to sensor array processing are described herein. The array processing problem addressed is that of signal parameter and waveform estimation utilizing data collected by an array of sensors. Unique to this invention is that the sensor array geometry and individual sensor characteristics need not be known. Also, the invention provides substantial advantages in computations and storage over prior methods. However, the sensors must occur in pairs such that the paired elements are identical except for a displacement which is the same for all pairs. These element pairs define two subarrays which are identical except for a fixed known displacement. The signals must also have a particular structure which in direction-of-arrival estimation applications manifests itself in the requirement that the wavefronts impinging on the sensor array be planar. Once the number of signals and their parameters are estimated, the array configurations can be determined and the signals individually extracted. The invention is applicable in the context of array data processing to a number of areas including cellular mobile communications, space antennas, sonobuoys, towed arrays of acoustic sensors, and structural analysis.

Methods and arrangements for signal reception and parameter estimation

A novel approach to the general problem of signal parameter estimation is described. Though the technique (ESPRIT) is discussed in the context of direction-of-arrival estimation, it can be applied to a wide variety of problems including spectral estimation. ESPRIT exploits an underlying rotational invariance among signal subspaces induced by an array of sensors with a translational invariance structure (e.g., pairwise matched and co-directional antenna element doublets). The new approach has several significant advantages over earlier techniques such as MUSIC including improved performance, reduced computational load, freedom from array characterization/calibration, and reduced sensitivity to array perturbations. Results of computer simulations carried out to evaluate the new algorithm are presented.

Estimation Of Signal Parameters Via Rotational Invariance Techniques - ESPRIT

The rapid increase in demand for mobile telephones has resulted in shortfall of capacity in many urban areas. This is despite the recent improvement in network capacity resulting from use of digital transmission technology. Antenna arrays at the base station can further increase system capacity. In this paper we present a detailed model for uplink performance with base station antenna arrays. In particular, we study outage probability as a function of system loading in the presence of multipath.

Performance of CDMA Cellular Networks with Base-Station Antenna Arrays

A wireless communications adapts its mode of operation between spatial multiplexing and non-spatial multiplexing in response to transmission-specific variables An embodiment of a wireless communications system for transmitting information between a base transceiver station and a subscriber unit includes mode determination logic The mode determination logic is in communication with the base transceiver station and the subscriber unit The mode determination logic determines, in response to a received signal, if a subscriber datastream should be transmitted between the base transceiver station and the subscriber unit utilizing spatial multiplexing or non-spatial multiplexing In an embodiment, the mode determination logic has an input for receiving a measure of a transmission characteristic related to the received signal In an embodiment, the mode determination logic includes logic for comparing the measured transmission characteristic to a transmission characteristic threshold and for selecting one of spatial multiplexing and non-spatial multiplexing in response to the comparison of the measured transmission characteristic to the transmission characteristic threshold In an embodiment, the transmission characteristic includes at least one of delay spread, post-processing signal-to-noise ratio, cyclical redundancy check (CRC) failure, residual inter-symbol interference, mean square error, coherence time, and path loss By adapting the mode of operation in response to transmission-specific variables, the use of spatial multiplexing can be discontinued in unfavorable conditions Additionally, because the wireless communications system can adapt its mode of operation between spatial multiplexing and non-spatial multiplexing, the communications system is compatible with both subscriber units that support spatial multiplexing and subscriber units that do not support spatial multiplexing

Wireless communications system that supports multiple modes of operation

We design an optimal linear precoder for a space-time coded system assuming knowledge of only the transmit antenna fading correlations. Assuming a flat fading channel and a maximum likelihood receiver, we show that the linear precoder transmits power on the eigenmodes of the transmit antenna correlation matrix. The power allocation on the eigenmodes is a form of waterpouring policy. Simulation results are presented to show performance improvement on a space-time coded system.

Linear precoding for space-time coded systems with known fading correlations

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