This review discusses the present state-of-the-art of passive high-power microwave components for applications in microwave systems for RF plasma generation and heating, plasma diagnostics, plasma and microwave materials processing, spectroscopy, communication, radar ranging and imaging, and for drivers of next generation high-field-gradient electron-positron linear colliders. The paper reports on high-power components for overmoded high-power transmission systems such as smooth-wall waveguides, HE/sub 11/ hybrid mode waveguides and quasi-optical TEM/sub 00/ beam waveguides. These include various types of mode converters, polarizers, cross-section tapers, bends, mode selective filters, pulse compressors, DC-breaks, directional couplers, beam combiners and dividers, vacuum windows, and instruments for mode analysis. Problems of ohmic attenuation and unwanted conversion to parasitic modes are discussed in detail and rules for alignment requirements are given. In the case of waveguide transmission, this review mainly concentrates on circular waveguide components but also deals with rectangular waveguide.

Passive high-power microwave components

This paper presents a review of the experimental achievements related to the development of high-power gyrotron oscillators for long-pulse or CW operation and pulsed gyrotrons for many applications. In addition, this work gives a short overview on the present development status of frequency step-tunable and multi-frequency gyrotrons, coaxial-cavity multi-megawatt gyrotrons, gyrotrons for technological and spectroscopy applications, relativistic gyrotrons, large orbit gyrotrons (LOGs), quasi-optical gyrotrons, fast- and slow-wave cyclotron autoresonance masers (CARMs), gyroklystrons, gyro-TWT amplifiers, gyrotwystron amplifiers, gyro-BWOs, gyro-harmonic converters, gyro-peniotrons, magnicons, free electron masers (FEMs), and dielectric vacuum windows for such high-power mm-wave sources. Gyrotron oscillators (gyromonotrons) are mainly used as high-power millimeter wave sources for electron cyclotron resonance heating (ECRH), electron cyclotron current drive (ECCD), stability control, and diagnostics of magnetically confined plasmas for clean generation of energy by controlled thermonuclear fusion. The maximum pulse length of commercially available 140 GHz, megawatt-class gyrotrons employing synthetic diamond output windows is 30 min (CPI and European KIT-SPC-THALES collaboration). The world record parameters of the European tube are as follows: 0.92 MW output power at 30-min pulse duration, 97.5% Gaussian mode purity, and 44% efficiency, employing a single-stage depressed collector (SDC) for energy recovery. A maximum output power of 1.5 MW in 4.0-s pulses at 45% efficiency was generated with the QST-TOSHIBA (now CANON) 110-GHz gyrotron. The Japan 170-GHz ITER gyrotron achieved 1 MW, 800 s at 55% efficiency and holds the energy world record of 2.88 GJ (0.8 MW, 60 min) and the efficiency record of 57% for tubes with an output power of more than 0.5 MW. The Russian 170-GHz ITER gyrotron obtained 0.99 (1.2) MW with a pulse duration of 1000 (100) s and 53% efficiency. The prototype tube of the European 2-MW, 170-GHz coaxial-cavity gyrotron achieved in short pulses the record power of 2.2 MW at 48% efficiency and 96% Gaussian mode purity. Gyrotrons with pulsed magnet for various short-pulse applications deliver Pout = 210 kW with τ = 20 μs at frequencies up to 670 GHz (η ≅ 20%), Pout = 5.3 kW at 1 THz (η = 6.1%), and Pout = 0.5 kW at 1.3 THz (η = 0.6%). Gyrotron oscillators have also been successfully used in materials processing. Such technological applications require tubes with the following parameters: f > 24 GHz, Pout = 4–50 kW, CW, η > 30%. The CW powers produced by gyroklystrons and FEMs are 10 kW (94 GHz) and 36 W (15 GHz), respectively. The IR FEL at the Thomas Jefferson National Accelerator Facility in the USA obtained a record average power of 14.2 kW at a wavelength of 1.6 μm. The THz FEL (NOVEL) at the Budker Institute of Nuclear Physics in Russia achieved a maximum average power of 0.5 kW at wavelengths 50–240 μm (6.00–1.25 THz).

/pdf/state-of-the-art-of-high-power-gyro-devices-and-free-5avfirj4z9.pdf

State-of-the-Art of High-Power Gyro-Devices and Free Electron Masers

Gyrotrons form a specific group of devices in the class of fast-wave vacuum electronic sources of coherent electromagnetic wave radiation known as electron cyclotron masers (ECMs) or cyclotron resonance masers (CRMs). The operation of CRMs is based on the cyclotron maser instability which originates from the relativistic dependence of the electron cyclotron frequency on the electron energy. This relativistic effect can be pronounced even at low voltages when the electron kinetic energy is small in comparison with the rest energy. The free energy for generation of electromagnetic (EM) waves is the energy of electron gyration in an external magnetic field. As in any fast-wave device, the EM field in a gyrotron interaction space is not localized near a circuit wall (like in slow-wave devices), but can occupy large volumes. Due to possibilities of using various methods of mode selection (electrodynamical and electronic ones), gyrotrons can operate in very high order modes. Since the use of large, oversized cavities and waveguides reduces the role of ohmic wall losses and breakdown limitations, gyrotrons are capable of producing very high power radiation at millimeter and submillimeter wavelengths. The present review is restricted primarily by the description of the development and the present state-of-the-art of gyrotrons for controlled thermonuclear fusion plasma applications. The first gyrotron was invented, designed and tested in Gorky, USSR (now Nizhny Novgorod, Russia), in 1964.

The Gyrotron at 50: Historical Overview

This paper presents a review of the experimental achievements related to the development of high-power gyrotron oscillators for long-pulse or CW operation and pulsed gyrotrons for many applications. In addition, this work gives a short overview on the present development status of frequency step-tunable and multi-frequency gyrotrons, coaxial-cavity multi-megawatt gyrotrons, gyrotrons for technological and spectroscopy applications, relativistic gyrotrons, large orbit gyrotrons (LOGs), quasi-optical gyrotrons, fast- and slow-wave cyclotron autoresonance masers (CARMs), gyroklystrons, gyro-TWT amplifiers, gyrotwystron amplifiers, gyro-BWOs, gyro-harmonic converters, gyro-peniotrons, magnicons, free electron masers (FEMs), and dielectric vacuum windows for such high-power mm-wave sources. Gyrotron oscillators (gyromonotrons) are mainly used as high-power millimeter wave sources for electron cyclotron resonance heating (ECRH), electron cyclotron current drive (ECCD), stability control, and diagnostics of magnetically confined plasmas for clean generation of energy by controlled thermonuclear fusion. The maximum pulse length of commercially available 140 GHz, megawatt-class gyrotrons employing synthetic diamond output windows is 30 min (CPI and European KIT-SPC-THALES collaboration). The world record parameters of the European tube are as follows: 0.92 MW output power at 30-min pulse duration, 97.5% Gaussian mode purity, and 44% efficiency, employing a single-stage depressed collector (SDC) for energy recovery. A maximum output power of 1.5 MW in 4.0-s pulses at 45% efficiency was generated with the QST-TOSHIBA (now CANON) 110-GHz gyrotron. The Japan 170-GHz ITER gyrotron achieved 1 MW, 800 s at 55% efficiency and holds the energy world record of 2.88 GJ (0.8 MW, 60 min) and the efficiency record of 57% for tubes with an output power of more than 0.5 MW. The Russian 170-GHz ITER gyrotron obtained 0.99 (1.2) MW with a pulse duration of 1000 (100) s and 53% efficiency. The prototype tube of the European 2-MW, 170-GHz coaxial-cavity gyrotron achieved in short pulses the record power of 2.2 MW at 48% efficiency and 96% Gaussian mode purity. Gyrotrons with pulsed magnet for various short-pulse applications deliver P out  = 210 kW with τ  = 20 μs at frequencies up to 670 GHz ( η  ≅ 20%), P out  = 5.3 kW at 1 THz ( η  = 6.1%), and P out  = 0.5 kW at 1.3 THz ( η  = 0.6%). Gyrotron oscillators have also been successfully used in materials processing. Such technological applications require tubes with the following parameters: f   >  24 GHz, P out  = 4–50 kW, CW, η   >  30%. The CW powers produced by gyroklystrons and FEMs are 10 kW (94 GHz) and 36 W (15 GHz), respectively. The IR FEL at the Thomas Jefferson National Accelerator Facility in the USA obtained a record average power of 14.2 kW at a wavelength of 1.6 μm. The THz FEL (NOVEL) at the Budker Institute of Nuclear Physics in Russia achieved a maximum average power of 0.5 kW at wavelengths 50–240 μm (6.00–1.25 THz).

/pdf/state-of-the-art-of-high-power-gyro-devices-and-free-3dd9d7und5.pdf

State-of-the-art of high power gyro-devices and free electron masers update 1995

In many tokamak and stellarator experiments around the globe that are investigating energy production via controlled thermonuclear fusion, electron cyclotron heating and current drive (ECH&CD) are used for plasma start-up, heating, non-inductive current drive and MHD stability control. ECH will be the first auxiliary heating method used on ITER. Megawatt-class, continuous wave (CW) gyrotrons are employed as high-power millimeter (mm)-wave sources. The present review reports on the worldwide state-of-the-art of high-power gyrotrons. Their successful development during the past years changed ECH from a minor to a major heating method. After a general introduction of the various functions of ECH&CD in fusion physics, especially for ITER, Section 2 will explain the fast-wave gyrotron interaction principle. Section 3 discusses innovations on the components of modern long-pulse fusion gyrotrons (magnetron injection electron gun (MIG), beam tunnel, cavity, quasi-optical output coupler, synthetic diamond output window, single-stage depressed collector) and auxiliary components (superconducting magnets, gyrotron diagnostics, high-power calorimetric dummy loads). Section 4 deals with present megawatt-class gyrotrons for ITER, W7-X, LHD, EAST, KSTAR and JT-60SA, and also includes tubes for moderate pulse length machines as, ASDEX-U, DIII-D, HL-2A, TCV, QUEST and GAMMA-10. In Section 5 the development of future advanced fusion gyrotrons is discussed. These are tubes with higher frequencies for DEMO, multi-frequency (multi-purpose) gyrotrons, stepwise frequency tunable tubes for plasma stabilization, injection-locked and coaxial-cavity multi-megawatt gyrotrons, as well as sub-THz gyrotrons for collective Thomson scattering (CTS). Efficiency enhancement via multi-stage depressed collectors, fast oscillation recovery methods and reliability, availability, maintainability and inspectability (RAMI) will be discussed at the end of this section.

/pdf/high-power-gyrotrons-for-electron-cyclotron-heating-and-4i6ctmqvpg.pdf

High-power gyrotrons for electron cyclotron heating and current drive

The design of a 1.5-MW, 140-GHz, TE-/sub 28,16/-coaxial cavity gyrotron is presented and results of experimental operation are given. A cavity with a cylindrical outer wall and a radially tapered inner rod with longitudinal corrugations was used. A maximum output power of 1.17 MW has been measured in the design mode with an efficiency of 27.2%. Single-mode operation has been found over a wide range of operating parameters. The experimental values agree well with the results of multimode calculations. Frequency-step tuning has been performed between 115.6 and 164.2 GHz. In particular, an output power of 0.9 MW has ben measured in the TE/sub 25,14/ mode at 123.0 GHz and 1.16 MW in the TE/sub 32,18/ mode at 158.9 GHz. At frequencies its with strong window reflections the parameter range for which stable operation is possible is reduced significantly. In order to obtain results relevant for a technical realization of a continuously operated gyrotron, a tube with a radial radio frequency (RF)-beam output through two output windows and a single-stage depressed collector has been designed and is under fabrication. A two-step mode conversion scheme-TE-/sub 28,16/ to Te/sub +76.2/ to TEM/sub 00/-which generates two narrowly directed (60/spl deg/ at the launcher) output wavebeams has been chosen for a quasioptical (q,o) mode converter system. A conversion efficiency of 94% is expected.

A 1.5-MW, 140-GHz, TE/sub 28,16/-coaxial cavity gyrotron

A 140-GHz, 1.5-MW, TE/sub 28,16/-coaxial cavity gyrotron with a dual RF beam output has been designed, built, and tested. For the first time, the generated RF power has been split into two parts and coupled out through two RF output windows in order to reduce the power loading in the windows. The quasioptical output system is based on a two-step mode conversion scheme. First, the cavity mode TE/sub -28,16/ is converted into its degenerate whispering gallery mode TE/sub +76,2/ using a rippled-wall mode converter. Then, this mode is transformed into two TEM/sub 00/ output wave beams. A maximum rf output power of about 950 kW with an output efficiency of 20% has been measured. According to numerical calculations, an rf power above 1.5 MW is expected to be generated in the cavity. Even if all losses are taken into account, a discrepancy between experiment and calculations remains. The power deficit seems to be partly caused by the influence of the stray radiation captured inside the tube. However, the two main reasons are probably an incomplete mode conversion from TE/sub -28,16/ to TE/sub +76,2/ and a large energy spread of the electron beam due to trapped electrons. An increased amount of captured stray radiation resulted in a reduced stability of operation. A single-stage depressed collector was used successfully, increasing the RF output efficiency from 20% to 29%.

Coaxial cavity gyrotron with dual RF beam output

The operation features of a TE/sub 10.4/-mode gyrotron oscillator with a quasi-optical mode converter and a single-stage depressed collector at 140 GHz with an output power of 500 kW in long pulses of 0.2 s are presented. Measurements on long-pulse operation of the tube are described in detail, and the significant differences between short- and long-pulse operation concerning efficiency and output power are pointed out. The variation of frequency during a pulse and an irreversible frequency shift during long-pulse operation were measured and are discussed with respect to gyrotron design.

Long-pulse operation of a 0.5 MW TE/sub 10.4/ gyrotron at 140 GHz

To test quasi-optical mode converters for gyrotrons, efficient low-power generators for rotating high-order modes of high purity are necessary. Based on previous designs consisting of a coaxial cavity with a perforated wall and a quasi-optical mirror, the paper shows a more rigorous synthesis and analysis procedure, leading to an efficiency enhancement (in some cases from 2% to 22%) and to a significantly higher mode purity. Designs of 140GHz generators for the TE22,6 and TE76,2 modes are presented. Experimental results on the TE22,6 mode exciter are discussed.

Improvements of mode converters for low-power excitation of gyrotron-type modes

The state of the development work of 140 GHz high power gyrotrons at KfK is given. In particular, the design and experimental results of a 0.5 MW, TE10,4 - gyrotron tube are described. In short pulse operation an rf-output power of 0.69 MW has been obtained with an electronic efficiency of 31%. The integration of a quasi-optical mode converter with radial output coupling of the rf-power in a fundamental Gaussian beam, which is now under construction, is presented. The next development steps towards 1 MW output power are discussed.

Development of High Power 140 GHz Gyrotrons at KfK for Applications in Fusion

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